Event Based Compliances Registration
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Compliances with Event-based ROCs aimed at a Private Limited Company
A private limited business must file a number of compliance documents and paperwork to inform the ROC of any modifications, alternations, or changes done inside the company. The applicable form to be filed is listed below along with some of the event-based tractability.
E-Form | Various Compliance Types | Legal Requirement |
DIR-12 | Transformation in Director | Section: 149 |
SH-7 | Change in authorized Share Capital | Section: 61 and 64 |
PAS-3, MGT-14 | Return of Allocation | Section: 62 |
CHG-4 | Filing of Satisfaction of Charge | Section: 82 |
CHG-1 | Modification and creation of Charge | Section: 77 |
INC-22 | Fluctuating of Registered Office inside the same city, village or town without modification in the jurisdiction of ROC | Section: 12 |
ADT-3 | Resignation of authorized Statutory Auditor | Section: 140 |
INC-23, INC-28, MGT-14 And INC-22 | Fluctuating of Registered Office exterior of the same city, village or town with the change in the jurisdiction of ROC | Section: 12 and 13 |
DPT-3 | Return of Deposits with the Company | Section: 73 |
Form MSME | Return for Delay in prescribed payments to MSMEs | Section: 405 |
AOC-5 | Additional place other than the registered office where the books or reports of accounts and statutory registers are being maintained | Section: 128 |
MGT-14 | Filing of Resolutions and Agreements to the concerned ROC | Section: 117 and Section 179 |
BEN-2 | Disclosure of Substantial Beneficial Ownership or SBO | Section: 90 |
Event-Based Compliance by various organizations in accordance with the Companies Act of 2013.
The GST Act, 2017, Sections 22 to 30, deal with the registration process for each supplier of goods and services. Note regarding GST registration beginning on April 1, 2019.
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Frequently Asked Questions
In addition to the regular and necessary annual and periodic compliances made by the company with the ROC and other relevant administrative bodies, event-based compliances are compliances that must be made.
Annual Compliances
Event-Based Compliance
Every modification to any registered information related to the company must be properly reported to the relevant ROC and other statutory or regulatory bodies.
Yes, CSR must be included. If there is a change to the company's registered office, E-Form INC-22 must be submitted to the ROC.
By submitting E-Form MGT-14, a business must file a number of agreements and resolutions with the ROC.
Chief Financial Officer
Chief Executive Officer, or Managing Director
Auditor Chairman of the Audit Committee
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