Event Based Compliances Registration

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Compliances with Event-based ROCs aimed at a Private Limited Company

A private limited business must file a number of compliance documents and paperwork to inform the ROC of any modifications, alternations, or changes done inside the company. The applicable form to be filed is listed below along with some of the event-based tractability.

E-FormVarious Compliance TypesLegal Requirement
DIR-12Transformation in DirectorSection: 149
SH-7Change in authorized Share CapitalSection: 61 and 64
PAS-3, MGT-14Return of AllocationSection: 62
CHG-4Filing of Satisfaction of ChargeSection: 82
CHG-1Modification and creation of ChargeSection: 77
INC-22Fluctuating of Registered Office inside the same city, village or town without modification in the jurisdiction of ROCSection: 12
ADT-3Resignation of authorized Statutory AuditorSection: 140
INC-23, INC-28, MGT-14 And INC-22Fluctuating of Registered Office exterior of the same city, village or town with the change in the jurisdiction of ROCSection: 12 and 13
DPT-3Return of Deposits with the CompanySection: 73
Form MSMEReturn for Delay in prescribed payments to MSMEsSection: 405
AOC-5Additional place other than the registered office where the books or reports of accounts and statutory registers are being maintainedSection: 128
MGT-14Filing of Resolutions and Agreements to the concerned ROCSection: 117 and Section 179
BEN-2Disclosure of Substantial Beneficial Ownership or SBOSection: 90

Event-Based Compliance by various organizations in accordance with the Companies Act of 2013.

The GST Act, 2017, Sections 22 to 30, deal with the registration process for each supplier of goods and services. Note regarding GST registration beginning on April 1, 2019.

The well-known law practise with its headquarters in Chennai has a large staff of knowledgeable and experienced corporate attorneys, company secretaries, chartered accountants, intellectual property attorneys, and other legal experts. This specific section focuses only on the numerous event-based compliances by distinct business kinds.
The majority of the following unforeseen or contingent tasks, events, or business activities may include reporting or compliances depending on a company's kind and its specific business and service operations.
Acquiring DSC's, DIN's, DPIN's, etc.
Maintaining and Keeping Up with Statutory Records and Registers.
Creating resolutions and minutes for board, committee, and general meetings.
Changes to the MOA, AOA, or LLP Agreement company's name or address.
The company's authorized capital may be modified shares of a company are issued, allotted, or transferred.
Expansion or Service/Business Diversification.
Business restructuring or business transformation.
Getting the Right Arrangement with Related Parties.
Obtaining or updating the company's necessary licenses.
Registration, maintenance, and protection of the aforementioned intellectual property rights.
Event-based compliances with numerous referred authorities, laws, and regulatory organizations.
Any compliances that are prudent or advisable in light of the Secretarial Standards I and II.

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Frequently Asked Questions

In addition to the regular and necessary annual and periodic compliances made by the company with the ROC and other relevant administrative bodies, event-based compliances are compliances that must be made.

Annual Compliances

Event-Based Compliance

Every modification to any registered information related to the company must be properly reported to the relevant ROC and other statutory or regulatory bodies.

Yes, CSR must be included. If there is a change to the company's registered office, E-Form INC-22 must be submitted to the ROC.

By submitting E-Form MGT-14, a business must file a number of agreements and resolutions with the ROC.

Chief Financial Officer

Chief Executive Officer, or Managing Director

Auditor Chairman of the Audit Committee

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Test1

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Test1

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Test1

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